Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Manager of certification employee (17 Feb 2022 to 12 Aug 2025)
    • CF30 Customer (17 May 2011 to 28 Jan 2014)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Aug 2025)
    • CF30 Customer (17 May 2011 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2005 to 10 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.