Andy David Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Aug 2023)
    • [FCA CF] Client dealing (since 22 Aug 2023)
  • The Sustainable Pension Company Ltd (no longer approved here)

    FRN 505258

    • Employed By (21 Jul 2021 to 9 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Jan 2014 to 30 Dec 2014)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.