Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (27 Mar 2007 to 30 Mar 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 21 Mar 2007)
- CF10 Compliance Oversight (8 Nov 2002 to 22 Mar 2007)
- CF21 Investment Adviser (8 Nov 2002 to 11 Sep 2007)
- CF11 Money Laundering Reporting (8 Nov 2002 to 22 Mar 2007)
- CF1 Director (8 Nov 2002 to 26 Jun 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.