Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Nov 2004 to 14 Dec 2006)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Nov 2004 to 14 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.