Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 4 Jul 2024)
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- [FCA CF] Client dealing (2 Sep 2024 to 31 Jan 2025)
- [FCA CF] Material risk taker (2 Oct 2023 to 19 Jun 2024)
- [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 19 Jun 2024)
- CF30 Customer (12 May 2014 to 6 Mar 2016)
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- CF30 Customer (29 Jul 2013 to 10 Apr 2014)
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- CF30 Customer (29 Jul 2013 to 10 Apr 2014)
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- CF30 Customer (15 Jul 2010 to 6 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.