Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 4 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (2 Sep 2024 to 31 Jan 2025)
    • [FCA CF] Material risk taker (2 Oct 2023 to 19 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 19 Jun 2024)
    • CF30 Customer (12 May 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (29 Jul 2013 to 10 Apr 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (29 Jul 2013 to 10 Apr 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Jul 2010 to 6 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.