Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 25 Jan 2023)
- [FCA CF] Client dealing (since 15 Dec 2020)
- [FCA CF] Algorithmic trading (since 21 Feb 2020)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 25 Jan 2023)
- [FCA CF] Client dealing (since 15 Dec 2020)
- [FCA CF] Algorithmic trading (since 21 Feb 2020)
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- CF30 Customer (11 May 2009 to 26 Jun 2009)
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- CF21 Investment Adviser (19 May 2005 to 31 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.