Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 4 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2024)
    • [FCA CF] Significant management (since 4 Nov 2024)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (1 Nov 2007 to 9 Jan 2009)
    • CF21 Investment Adviser (22 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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