Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Better Society Capital Limited
FRN 568940
- SMF16 Compliance Oversight (since 4 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2024)
- [FCA CF] Material risk taker (since 4 Nov 2024)
- [FCA CF] Significant management (since 4 Nov 2024)
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- CF30 Customer (1 Nov 2007 to 9 Jan 2009)
- CF21 Investment Adviser (22 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.