Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 21 Jul 2022)
- [FCA CF] Client dealing (16 Jul 2020 to 17 Nov 2021)
- [FCA CF] Manager of certification employee (16 Jul 2020 to 4 Apr 2023)
- [FCA CF] Material risk taker (16 Jul 2020 to 17 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.