Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sustainable Financial Planning Ltd
FRN 946455
- (1)Employed By (since 9 Oct 2023)
- (1)Employed By (10 May 2021 to 27 Sep 2023)
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Sense Network Limited
FRN 465124
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
- [FCA CF] Client dealing (since 28 Sep 2023)
- CF30 Customer (since 15 Sep 2023)
- CF1 Director (AR) (since 15 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (11 May 2021 to 27 Sep 2023)
- CF30 Customer (10 May 2021 to 27 Sep 2023)
- CF1 Director (AR) (10 May 2021 to 27 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2021)
- CF30 Customer (26 Nov 2019 to 25 Mar 2021)
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- Employed By (26 Nov 2019 to 25 Mar 2021)
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- CF30 Customer (14 Jun 2019 to 27 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Sustainable Financial Planning Ltd
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controlled function added: (1)Employed By at Sustainable Financial Planning Ltd