Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 1 Oct 2021)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- CF30 Customer (27 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (21 Jul 2010 to 9 Jul 2019)
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- CF30 Customer (13 May 2008 to 30 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2008)
- CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jan 2006 to 5 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.