Andrew Willis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • [FCA CF] Material risk taker (17 Sep 2020 to 23 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 23 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jul 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.