Andrew Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 24 May 2022)
    • [FCA CF] Client dealing (since 6 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Nov 2019)
    • CF30 Customer (1 Sep 2015 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Manager of certification employee (24 May 2022 to 1 Jul 2024)
    • [FCA CF] Client dealing (6 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Material risk taker (1 Nov 2019 to 1 Jul 2024)
    • CF30 Customer (25 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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