Andrew Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Material risk taker (7 Mar 2016 to 25 Jan 2020)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF30 Customer (1 Jun 2010 to 15 Jun 2011)
- CF4 Partner (AR) (1 Jun 2010 to 15 Jun 2011)
Collabrium Advisors LLP (no longer approved here)
FRN 524950
- Employed By (1 Jun 2010 to 12 Jul 2017)
British International Investment Plc (no longer approved here)
FRN 195649
- CF2 Non Executive Director (29 Jul 2003 to 16 Nov 2010)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF27 Investment Management (1 Dec 2001 to 26 Jul 2005)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.