Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • SMF1 Chief Executive (23 Sep 2021 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (29 Oct 2007 to 8 Dec 2019)
    • CF26 Customer Trading (11 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (26 Mar 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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