Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 4 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
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Quilter Financial Planning Solutions Limited
FRN 184591
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 14 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (26 Apr 2013 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
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H&C Financial Planning Ltd
FRN 836349
- (1)Employed By (since 10 Dec 2020)
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- Employed By (28 Jul 2005 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.