Andrew William Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 May 2021)
    • CF1 Director (AR) (since 18 May 2021)
    • CF30 Customer (since 18 May 2021)
  • Spa Wealth Management LTD

    FRN 949208

    • (1)Employed By (since 18 May 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2021)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF1 Director (AR) (28 Jan 2005 to 9 Jul 2018)
    • CF22 Investment Adviser (Trainee) (28 Jan 2005 to 16 May 2005)
  • RMB Financial Management (UK) Ltd (no longer approved here)

    FRN 192704

    • (6)Employed By (11 Aug 2000 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.