Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 12 Nov 2012)
  • MacRobins Ltd (no longer approved here)

    FRN 454247

    • (11)Employed By (30 Nov 2012 to 8 Nov 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (13 Dec 2011 to 19 Oct 2012)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (13 Dec 2011 to 19 Oct 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Jun 2011 to 6 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (13 Jun 2003 to 12 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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