Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pennymatters Limited
FRN 530681
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (14 Jan 2011 to 14 Feb 2011)
-
- CF30 Customer (1 Nov 2007 to 16 Nov 2011)
- CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Dec 2005 to 6 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.