Andrew William Kent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kyte Broking Limited

    FRN 174863

    • [FCA CF] Client dealing (since 2 Oct 2023)
  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • [FCA CF] Client dealing (9 Dec 2020 to 19 May 2023)
    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2019 to 6 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (11 Sep 2017 to 30 Apr 2019)
    • [FCA CF] Material risk taker (1 Jul 2016 to 30 Apr 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2019)
    • CF30 Customer (18 Jun 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (6 Nov 2009 to 29 May 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (6 Nov 2009 to 29 May 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (3 Mar 2008 to 10 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.