Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 8 Oct 2025)
- [FCA CF] Material risk taker (24 Feb 2022 to 9 Jul 2025)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Material risk taker (22 Sep 2022 to 7 Oct 2025)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
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- [FCA CF] Material risk taker (22 Sep 2022 to 2 Aug 2023)
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- CF3 Chief Executive (AR) (15 Oct 2013 to 7 Apr 2014)
- CF1 Director (AR) (15 Oct 2013 to 7 Apr 2014)
- CF30 Customer (15 Oct 2013 to 7 Apr 2014)
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- Employed By (15 Oct 2013 to 4 Apr 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.