Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 6 Jan 2017)
    • CF30 Customer (since 6 Jan 2017)
    • (2)Employed By (since 20 May 2014)
    • (1)Employed By (19 Mar 2010 to 14 May 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Mar 2010 to 14 May 2014)
    • CF4 Partner (AR) (19 Mar 2010 to 14 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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