Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The On-Line Partnership Limited
FRN 192638
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 6 Jan 2017)
- CF30 Customer (since 6 Jan 2017)
-
Key Financial Strategies LLP
FRN 520147
- (2)Employed By (since 20 May 2014)
- (1)Employed By (19 Mar 2010 to 14 May 2014)
-
- CF30 Customer (19 Mar 2010 to 14 May 2014)
- CF4 Partner (AR) (19 Mar 2010 to 14 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.