Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
- Responsibility for MCD Intermediation (27 Apr 2016 to 6 Mar 2024)
- Responsible for Insurance Mediation (22 Sep 2008 to 30 Sep 2018)
- CF10 Compliance Oversight (22 Sep 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2008 to 31 Mar 2009)
- CF1 Director (17 Aug 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.