Andrew Wells Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2022)
    • [FCA CF] Client dealing (since 17 Mar 2022)
  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (18 Nov 2002 to 9 Jul 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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