Andrew Warner Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goodmans Financial Planning Ltd

    FRN 513667

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2025)
    • CF30 Customer (10 Feb 2010 to 8 Dec 2019)
    • CF1 Director (10 Feb 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2010 to 11 Sep 2015)
    • CF11 Money Laundering Reporting (10 Feb 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Feb 2010 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (13 Mar 2008 to 11 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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