Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Execution Services Limited
FRN 472780
- [FCA CF] Client dealing (since 2 Jan 2024)
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- [FCA CF] Material risk taker (16 Jul 2020 to 16 Jul 2020)
- [FCA CF] Manager of certification employee (22 Oct 2019 to 31 Aug 2023)
- [FCA CF] Algorithmic trading (14 Feb 2019 to 31 Aug 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
- CF30 Customer (25 Sep 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.