Andrew Vaughan Matthews

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2022)
    • [FCA CF] Material risk taker (since 11 Nov 2022)
    • [FCA CF] Client dealing (since 12 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (10 Sep 2017 to 6 Sep 2019)
    • [FCA CF] Client dealing (12 Oct 2016 to 6 Sep 2019)
    • CF30 Customer (23 Dec 2008 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 3 Apr 2008)
    • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (18 May 2007 to 25 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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