Andrew Vale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • [FCA CF] Material risk taker (31 Jan 2023 to 20 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2024)
    • CF30 Customer (14 Jul 2014 to 30 Sep 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Oct 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Oct 2018)
    • CF30 Customer (2 Oct 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Oct 2002 to 31 Oct 2007)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF21 Investment Adviser (30 Apr 2002 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.