Andrew Turberville Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arkle Finance Limited
FRN 630582
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
- CF1 Director (9 May 2016 to 19 Nov 2019)
Weatherbys Bank Limited
FRN 204571
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF2 Chief Finance (since 7 Mar 2016)
- SMF4 Chief Risk (7 Mar 2016 to 31 May 2017)
- Responsible for Insurance Mediation (6 May 2015 to 30 Sep 2018)
- CF10 Compliance Oversight (9 Oct 2008 to 30 Nov 2015)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (17 Mar 2006 to 6 Mar 2016)
- CF13 Finance (17 Mar 2006 to 31 Oct 2007)
BROWN & BROWN PRIVATE CLIENT LLP (no longer approved here)
FRN 582708
- CF10 Compliance Oversight (1 Oct 2012 to 3 Dec 2019)
- CF4 Partner (1 Oct 2012 to 3 Dec 2019)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 1 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.