Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
    • [FCA CF] Material risk taker (22 Feb 2019 to 24 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2019 to 24 Jun 2023)
    • [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jun 2023)
    • [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jun 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Jun 2023)
    • [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (22 Sep 2016 to 8 Oct 2017)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (22 Feb 2016 to 8 Oct 2017)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Mar 2010 to 22 Feb 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.