Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
- [FCA CF] Material risk taker (22 Feb 2019 to 24 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (22 Feb 2019 to 24 Jun 2023)
- [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
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- [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
- [FCA CF] Material risk taker (18 Dec 2020 to 24 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jun 2023)
- [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
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- [FCA CF] Manager of certification employee (22 Oct 2021 to 24 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Jun 2023)
- [FCA CF] Material risk taker (18 Dec 2020 to 24 Jun 2023)
- [FCA CF] Client dealing (29 May 2018 to 24 Jun 2023)
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- CF30 Customer (22 Sep 2016 to 8 Oct 2017)
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- CF30 Customer (22 Feb 2016 to 8 Oct 2017)
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- CF30 Customer (1 Mar 2010 to 22 Feb 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.