Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2024)
    • SMF16 Compliance Oversight (since 12 Nov 2024)
    • SMF3 Executive Director (since 12 Nov 2024)
    • Responsible for Insurance Distribution (since 12 Nov 2024)
    • Responsibility for MCD Intermediation (since 12 Nov 2024)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.