Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Dec 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (18 May 2012 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 11 Sep 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 11 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.