Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2021)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (25 Sep 2012 to 29 Jun 2021)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • (7)Employed By (25 Sep 2012 to 29 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Teachers Financial Planning Limited

  2. controlled function added: (7)Employed By at Teachers Financial Planning Limited