Andrew Thomas Walsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Significant management (since 27 Aug 2020)
    • [FCA CF] Client dealing (since 27 Aug 2020)
    • [FCA CF] Manager of certification employee (since 27 Aug 2020)
    • [FCA CF] Material risk taker (since 27 Aug 2020)
    • CF30 Customer (24 Dec 2012 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • CF21 Investment Adviser (14 Dec 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 13 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.