Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (25 Aug 2022 to 31 Aug 2023)
- [FCA CF] Functions requiring qualifications (25 Aug 2022 to 31 Aug 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2022)
- CF30 Customer (14 Mar 2011 to 8 Dec 2019)
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- CF30 Customer (9 Jun 2008 to 22 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2004 to 20 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.