Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 2 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (27 Sep 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 Oct 2008 to 27 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.