Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF10a CASS Oversight function (1 Oct 2011 to 10 Jul 2015)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2010)
    • CF1 Director (7 Jul 2004 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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