Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Nov 2005 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 21 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.