Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hallmark Financial Services Limited
FRN 438373
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 28 Apr 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (28 Nov 2005 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (1 Dec 2004 to 21 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.