Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 20 Apr 2026)
    • SMF3 Executive Director (since 13 Sep 2021)
    • Responsibility for MCD Intermediation (since 7 Mar 2026)
    • SMF16 Compliance Oversight (since 7 Mar 2026)
    • SMF3 Executive Director (since 7 Mar 2026)
    • Responsible for Insurance Distribution (since 7 Mar 2026)
    • [FCA CF] CASS oversight function (since 1 Mar 2026)
    • [FCA CF] Benchmark submission and administration (since 1 Mar 2026)
    • [FCA CF] Proprietary trader (since 1 Mar 2026)
    • [FCA CF] Significant management (since 1 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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