Andrew Talbot

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Mar 2022)
    • CF1 Director (AR) (since 22 Feb 2022)
    • CF30 Customer (since 22 Feb 2022)
    • [FCA CF] Functions requiring qualifications (29 Dec 2021 to 4 Mar 2022)
    • [FCA CF] Client dealing (29 Dec 2021 to 4 Mar 2022)
  • A.P.T. Financial Planning Ltd

    FRN 970276

    • (1)Employed By (since 22 Feb 2022)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (20 Dec 2001 to 8 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at A.P.T. Financial Planning Ltd

  2. controlled function added: (1)Employed By at A.P.T. Financial Planning Ltd