Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (25 Mar 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (7 Mar 2023 to 31 Dec 2024)
    • [FCA CF] Client dealing (1 Oct 2021 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Dec 2024)
    • CF30 Customer (9 Jul 2008 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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