Andrew Sutherland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRUE BEARING LIMITED (no longer approved here)
FRN 486512
- CF30 Customer (30 Jun 2020 to 20 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
True Bearing (North West) Limited (no longer approved here)
FRN 709439
- (25)Employed By (30 Jun 2020 to 20 Jan 2025)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (29 Jan 2015 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.