Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Dec 2005 to 4 Apr 2006)
    • (52)Employed By (since 30 Jun 2017)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF4 Partner (AR) (4 Nov 2004 to 26 Sep 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF4 Partner (AR) (4 Nov 2004 to 23 Mar 2006)
  • Move It Mortgages L.P. (no longer approved here)

    FRN 410496

    • Employed By (4 Nov 2004 to 23 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (30 Apr 2002 to 22 May 2002)
  • Countrywide Assured Financial Services (Introducer) (no longer approved here)

    FRN 158248

    • Employed By (4 Nov 1999 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.