Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE FINANCIAL PRACTICE (UK) LIMITED (no longer approved here)

    FRN 436500

    • CF1 Director (1 Sep 2011 to 24 Dec 2012)
    • CF10 Compliance Oversight (1 Sep 2011 to 24 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2012)
    • CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (28 Oct 2002 to 10 Nov 2005)
    • CF22 Investment Adviser (Trainee) (30 Apr 2002 to 28 Oct 2002)
  • The Financial Practice (Bridgend) (no longer approved here)

    FRN 191897

    • Employed By (3 May 2002 to 10 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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