Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Sep 2011 to 24 Dec 2012)
- CF10 Compliance Oversight (1 Sep 2011 to 24 Dec 2012)
- CF30 Customer (1 Nov 2007 to 24 Dec 2012)
- CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (28 Oct 2002 to 10 Nov 2005)
- CF22 Investment Adviser (Trainee) (30 Apr 2002 to 28 Oct 2002)
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- Employed By (3 May 2002 to 10 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.