Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (34)Employed By (8 Aug 2011 to 26 Mar 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Aug 2011 to 26 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (34)Employed By at One Financial Planning Ltd