Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shackleton Advisers Limited
FRN 163291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
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- (34)Employed By (8 Aug 2011 to 26 Mar 2018)
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- CF30 Customer (8 Aug 2011 to 26 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (34)Employed By at One Financial Planning Ltd