Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 30 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2022 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (27 Jul 2021 to 2 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (28 Sep 2022 to 18 Oct 2023)
    • [FCA CF] Manager of certification employee (since 2 Apr 2018)
    • [FCA CF] Material risk taker (since 2 Apr 2018)
    • [FCA CF] Significant management (since 2 Apr 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 1 Jul 2025)
    • CF29 Significant management (11 Jun 2014 to 6 Mar 2016)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 1 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.