Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lombard North Central PLC
FRN 710598
- SMF3 Executive Director (since 30 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Jul 2022 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (27 Jul 2021 to 2 Oct 2023)
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Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (28 Sep 2022 to 18 Oct 2023)
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- [FCA CF] Manager of certification employee (since 2 Apr 2018)
- [FCA CF] Material risk taker (since 2 Apr 2018)
- [FCA CF] Significant management (since 2 Apr 2018)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 1 Jul 2025)
- CF29 Significant management (11 Jun 2014 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 1 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.