Andrew Stephen Gattward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2023)
    • [FCA CF] Client dealing (since 20 Dec 2023)
  • Andy Gattward

    FRN 416388

    • Responsible for Insurance Distribution (since 17 Sep 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 29 Dec 2023)
    • CF21 Investment Adviser (26 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2003 to 26 Jun 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
    • CF22 Investment Adviser (Trainee) (17 Jan 2003 to 26 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
    • CF22 Investment Adviser (Trainee) (17 Jan 2003 to 26 Jun 2003)
  • Wissenbach Financial Planning (no longer approved here)

    FRN 402010

    • Employed By (26 Jun 2003 to 11 Jan 2005)
  • Thameside (IFA's) Ltd (1763) (no longer approved here)

    FRN 176413

    • (2)Employed By (1 Oct 1998 to 13 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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