Andrew St Pierre

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northbay Mortgages Ltd

    FRN 820092

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 11 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2019)
    • [FCA CF] CASS oversight function (since 11 Dec 2019)
    • [FCA CF] Significant management (since 11 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 11 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Jan 2019)
    • Responsibility for MCD Intermediation (since 2 Jan 2019)
    • CF10 Compliance Oversight (2 Jan 2019 to 8 Dec 2019)
    • CF1 Director (2 Jan 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (23 Oct 2003 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.