Andrew Sowerby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allspring Global Investments (UK) Limited
FRN 190608
- SMF1 Chief Executive (since 15 Aug 2024)
- SMF3 Executive Director (since 10 Mar 2023)
- [FCA CF] Client dealing (since 28 Sep 2022)
- [FCA CF] Material risk taker (1 Mar 2023 to 29 Feb 2024)
- [FCA CF] Manager of certification employee (28 Sep 2022 to 29 Feb 2024)
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- CF1 Director (6 Apr 2005 to 30 Jun 2016)
NINETY ONE UK LIMITED (no longer approved here)
FRN 122420
- CF1 Director (16 Dec 2002 to 1 Feb 2005)
Ninety One Fund Managers UK Limited (no longer approved here)
FRN 145007
- CF1 Director (1 Dec 2001 to 1 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.