Andrew Small

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bridges and Co Financial Advisers (Lancaster) Ltd
FRN 1019121
- Employed By (since 27 Sep 2024)
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 13 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 2 Nov 2020)
- CF30 Customer (since 2 Oct 2020)
Bridges & Co Financial Advisers Limited (no longer approved here)
FRN 994413
- Employed By (13 Apr 2023 to 28 Feb 2025)
Bridges & Co Financial Consultancy Ltd (no longer approved here)
FRN 616394
- Employed By (2 Oct 2020 to 3 Jul 2023)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Apr 2020)
- CF30 Customer (22 Sep 2010 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.