Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 12 Jul 2005)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jul 2023)
    • CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2005)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (2)Employed By (since 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Karrek Financial Management Limited

  2. controlled function added: (2)Employed By at Karrek Financial Management Limited